Municipal Securities Rulemaking Board

Results: 1131



#Item
181Financial economics / Investment / Business / Nuveen Investments / Municipal Securities Rulemaking Board / Municipal bond

VOL. 9, NO.1 A NEWSLETTER OF THE NATIONAL FEDERATION OF MUNICIPAL ANALYSTS Letter from the Chairman Mary Metastasio

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Source URL: www.nfma.org

Language: English - Date: 2012-04-04 12:32:53
18273rd United States Congress / United States Securities and Exchange Commission / Law / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities and Exchange Commission / Securities regulation in the United States / Municipal Securities Rulemaking Board / United States securities law / Government / Financial regulation

SECURITIES AND EXCHANGE COMMISSION [Release No. PA-52; File No. S7[removed]Privacy Act of 1974: Systems of Records. AGENCY: Securities and Exchange Commission. ACTION: Notice to revise two existing systems of records. SUM

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Source URL: www.sec.gov

Language: English - Date: 2014-11-19 12:26:26
183Financial analyst / Management / Law / United States corporate law / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Business / Franchising

NFMA DISCLOSURE PAPERS RELEASED FOR INDUSTRY COMMENT

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Source URL: www.nfma.org

Language: English - Date: 2012-04-04 12:32:50
184Municipal Securities Rulemaking Board / Security / U.S. Securities and Exchange Commission / Securities Exchange Act / Mark-to-market accounting / Bond / Money market fund / Electronic Municipal Market Access / Municipal bond / Finance / Financial economics / Investment

Microsoft Word - nfmacomment15c212sep0209

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Source URL: www.nfma.org

Language: English - Date: 2012-04-04 12:32:49
185Financial markets / Self-regulatory organizations / United States securities law / Municipal Securities Rulemaking Board / Financial regulation / United States Securities and Exchange Commission / Security / Municipal bond / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-11-03 13:08:54
186Finance / Financial system / Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities and Exchange Commission / Municipal Securities Rulemaking Board / United States securities law / Financial regulation / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 16, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-12-16 06:03:13
187Investment / Finance / Stock market / Self-regulatory organizations / Financial services / Electronic trading / Municipal Securities Rulemaking Board / Broker-dealer / Bond / Financial markets / Financial economics / Fixed income market

Finance and Economics Discussion Series Divisions of Research & Statistics and Monetary Affairs Federal Reserve Board, Washington, D.C. Dealer Networks

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Source URL: www.federalreserve.gov

Language: English - Date: 2014-11-21 08:31:06
18873rd United States Congress / United States Securities and Exchange Commission / Law / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities and Exchange Commission / Securities regulation in the United States / Municipal Securities Rulemaking Board / United States securities law / Government / Financial regulation

SECURITIES AND EXCHANGE COMMISSION [Release No. PA-52; File No. S7[removed]Privacy Act of 1974: Systems of Records. AGENCY: Securities and Exchange Commission. ACTION: Notice to revise two existing systems of records. SUM

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Source URL: www.sec.gov

Language: English - Date: 2014-11-19 12:26:26
189Finance / Financial system / Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities and Exchange Commission / Municipal Securities Rulemaking Board / United States securities law / Financial regulation / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 16, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-12-16 06:03:52
190Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Municipal Securities Rulemaking Board / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2014-08-27 07:01:15
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